Registration and Membership | NFA
Understand the responsibilities of a security manager. Use these templates and forms to prepare for registration. Access information detailing CFTC registration and NFA membership.
Understand the responsibilities of a security manager. Use these templates and forms to prepare for registration. Access information detailing CFTC registration and NFA membership.
NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry, including on-exchange traded futures, retail of-exchange foreign currency (forex) and OTC derivatives
Common Exam Findings and How to Prepare for an NFA Exam: Swaps Member Regulatory Workshop
Electronic Filing Systems Members should use the systems listed below to meet their regulatory filings requirements. To use NFA''s filing systems, firms will need to designate a security
Please note: You are accessing a system containing CFTC records. Your usage may be monitored, recorded, and subject to audit, and, by your use, you consent to
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